Meridian Asset Management

John Geraci: Industry Ban

September 14, 2020

Administrative Order imposing an industry ban on John Geraci, described as a Florida resident who was "the founder and Chief Executive Officer of Meridian Asset Management, a Cayman Islands-based asset manager during the time of the alleged misconduct, from approximately the summer of 2015 to the fall of 2016", before the U. S. Securities and Exchange Commission.

Meridian Asset Management: Petition

September 10, 2018

Petition for Court Supervision of a Voluntary Liquidation In the Matter of Meridian Asset Management (in Voluntary Liquidation) at the Grand Court of the Cayman Islands.

U.S. arrests three alleged fraudsters for Cayman Islands-related schemes

July 23, 2018

Oliver-Barret Lindsay, Gannon Giguiere, and John Geraci were criminally charged in the United States over a 13-day period recently concerning two separate alleged investment frauds involving the Cayman Islands.

USA v. John Geraci: Criminal Complaint

July 18, 2018

Criminal Complaint and Arrest Warrant in USA v. John Geraci at the U. S. District Court for the Southern District of New York.

SEC v. John Geraci: Complaint

July 17, 2018

Complaint in U. S. Securities and Exchange Commission v. John Geraci at the U. S. District Court for the Southern District of New York.

USA v. Nicholas Mitsakos: Sentencing Submission by Mitsakos

September 13, 2017

Nicholas Mitsakos' Sentencing Submission in USA v. Nicholas Mitsakos at the U. S. District Court for the Southern District of New York.

USA v. Nicholas Mitsakos: USA’s Sentencing Memorandum

September 7, 2017

USA's Sentencing Submission in USA v. Nicholas Mitsakos at the U. S. District Court for the Southern District of New York.

USA v. Nicholas Mitsakos: Mitsakos’ Sentencing Submission

August 31, 2017

Nicholas Mitsakos' Memorandum of Law in aid of Sentencing in USA v. Nicholas Mitsakos at the U. S. District Court for the Southern District of New York.