Morningstar Credit Ratings, LLC

  • Home
  • Morningstar Credit Ratings, LLC

SHOWING:

1 to 2 of 2 results
  

Sort By:

Search

Filter By:

Topics

Jurisdictions

SEC v. Morningstar Credit Ratings LLC: Complaint

Complaint regarding the rating of "commercial mortgage-backed securities" in U. S. Securities and Exchange Commission v. Morningstar Credit Ratings, LLC at the U. S. District Court for the Southern District of New York.

Morningstar Credit Ratings, LLC: $3.5M Fine

Administrative Order imposing a fine of $3.5 million against Morningstar Credit Ratings, LLC for breaching "a conflict of interest rule, by issuing or maintaining credit ratings where MCR employees who participated in determining or monitoring the credit ratings also participated in the sales or marketing of a product or service of MCR", before the U. S. Securities and Exchange Commission.