Oliver-Barret Lindsay

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SEC v. Gannon Giguiere et al: Second Amended Complaint

April 7, 2023
Second Amended Complaint alleging "a series of fraudulent schemes conducted by the Defendants in the common stock of three penny-stock issuers - Kelvin Medical, Inc. (“KVMD”), Arias Intel Corp. (f/k/a First Harvest Corp.) (“ASNT”), and Eco Science Solutions, Inc." in U.S. Securities and Exchange Commission v. Gannon Giguiere, of Newport Coast, California, USA; Oliver-Barret Lindsay, described as "a Canadian citizen who resides in Grand Cayman, Cayman Islands"; Andrew Hackett, described as "a dual U.S.-Canadian citizen who resides in Toronto, Canada"; Kevin Gillespie, of Lutz, Florida, USA, and Annetta Budhu, of New York, New York, USA, at the U.S. District Court for the Southern District of California.

SEC v. Gannon Giguiere et al: First Amended Complaint

August 5, 2022
First Amended Complaint alleging "a series of fraudulent schemes conducted by the Defendants in the common stock of three penny-stock issuers - Kelvin Medical, Inc. (“KVMD”), Arias Intel Corp. (f/k/a First Harvest Corp.) (“ASNT”), and Eco Science Solutions, Inc." in U.S. Securities and Exchange Commission v. Gannon Giguiere, of Newport Coast, California, USA; Oliver-Barret Lindsay, described as "a Canadian citizen who resides in Grand Cayman, Cayman Islands"; Andrew Hackett, described as "a dual U.S.-Canadian citizen who resides in Toronto, Canada"; Kevin Gillespie, of Lutz, Florida, USA, and Annetta Budhu, of New York, New York, USA, at the U.S. District Court for the Southern District of California.

SEC v. Eric Watson et al: Complaint

July 9, 2021
Complaint in U. S. Securities and Exchange Commission v. Eric J. Watson, described as "a New Zealand citizen and believed to be a resident of London, United Kingdom"; Oliver-Barret Lindsay, described as "a Canadian citizen and resident of Vancouver, British Columbia, Canada" and, during the relevant period, "principal of CMGT Capital Management, a Cayman Islands-exempt broker-dealer registered with the Cayman Islands Monetary Authority", and Gannon Giguiere, described as a resident of Newport Coast, California" who "owned and operated TheMoneyStreet.com, a stock promotion website", at the U. S. District Court for the Southern District of New York.

U.S. SEC charges trio with fraud involving Long Blockchain Corp.

July 9, 2021
The U.S. SEC has charged three people, including a Canadian former resident of the Cayman Islands, Oliver-Barret Lindsay, and a New Zealander residing in England, Eric Watson, with fraud involving publicly-listed Long Blockchain Corp., formerly Long Island Iced Tea Corp.

USA v. Oliver-Barret Lindsay: Guilty Plea Findings & Recommendation

August 2, 2019
Findings and Recommendation of the Magistrate Judge Upon a Plea of Guilty to conspiracy to commit securities fraud in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.

USA v. Oliver-Barret Lindsay: Plea Agreement

August 1, 2019
Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.

USA v. Gannon Giguiere: Plea Agreement

July 23, 2019
Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.

Oliver-Barret Lindsay: License Cancellation

June 14, 2019
Decision Notice by the Cayman Islands Monetary Authority regarding the cancellation of the director registration of Oliver-Barret Lindsay, a citizen of Canada.

USA v. Oliver-Barret Lindsay et al: iPhone Search Warrant Application (2019)

May 14, 2019
Application for a search warrant regarding a criminal investigation into alleged securities fraud by Oliver Lindsay, a Canadian residing in the Cayman Islands, and Gannon Giguiere, of Orange County, California, in USA v. iPhone 6 at the U. S. District Court for the Southern District of California.

USA v. Oliver-Barret Lindsay et al: iPhone Search Warrant Application (2018)

December 14, 2018
Application for a search warrant for an iPhone regarding a criminal investigation into alleged securities fraud in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, and Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.

SEC v. Gannon Giguiere et al: Complaint

July 6, 2018
Complaint in U. S. Securities and Exchange Commission v. Gannon Giguiere, Oliver-Barret Lindsay, Andrew Hackett, Kevin Gillespie, and Annetta Budhu at the U. S. District Court for the Southern District of California.

Bermuda-based David Sidders accused of insider trading in Canada

October 2, 2017
Bermuda-based Canadian David Sidders and others made millions of dollars in profits by trading on illegal tips provided by a legal analyst whose Toronto law firm employer was privy to confidential information on takeovers, a Canadian regulator has alleged.

SEC v. Verdmont Capital S.A.: Verdmont’s Opposition to Asset Freeze

February 24, 2015
Verdmont Capital's opposition to SEC's asset freeze application in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Rissman, Hendricks & Oliverio, LLP v. Alan Lindsay et al: Complaint

October 28, 2013
Complaint in Rissman, Hendricks & Oliverio, LLP, formerly known as Rissman, Jobse, Hendricks & Oliverio LLP, formerly known as Kudirka & Jobse LLP v. Alan Lindsay, Oliver Lindsay, and Wolf Capital Corp. at the U. S. District Court for the District of Massachusetts.