Pershing LLC

Complaint that "arises out of a massive fraudulent scheme devised by Defendant Greg E. Lindberg and co-conspirators" and allegedly involved companies in Bermuda, Cayman Islands, Ireland, Malta, and the USA in Universal Life Insurance Company v. Global Growth Holdings Inc., Eli Global LLC, Greg E. Lindberg, UBS Financial Services Inc., Treatment Resources of Margate Inc., Alpine Capital LLC, Itech Funding LLC, Standard Financial Limited, of Malta; Academy Financial Assets LLC, Atlas Financial Investments LLC, Capital Asset Management I LLC, Global Insurance Capital LLC, Standard Advisory Services Ltd., of Malta; Triton Financial Limited, of Ireland; Hutchison Law Group PLLC, Satori Waters LLC, CSI Interco LLC, Forsyth LLC, Kite Asset Management Inc., Carnation Three LLC, Flowery Branch LLC, Goldman Sachs Bank USA, Morgan Stanley Senior Funding LLC, Verdesian Life Sciences LLC, Goldman Sachs Lending Partners LLC, Credit Suisse AG Cayman Islands Branch, AGH Parent LLC, Daisy Seven LLC, Dahlia Ten LLC, Tybee Island Asset Management Inc., Augusta Asset Management Inc., Pershing LLC, Macon LLC, Parallel Capital Assets LLC, Capital Asset Management II LLC, Standard Investment Capital Ltd., of Malta; New England Capital LLC, Global Bankers Insurance Group LLC, RevolverCap Partners Fund LP, Capital Assets Management III LLC, BLH Capital LLC, Netherlands Insurance Holdings Inc., Iron City Asset Management Inc., Hampton Asset Management Inc., Jackson Asset Management Inc., Chris Herwig, Bryn Mawr Trust Company, Begonia Eight LLC, CBI Group LLC, CBIG Capital LLC, and CBIG Holdings Inc. at the U. S. Bankruptcy Court for the Southern District of New York.

Application by Hugh Dickson and Mark McDonald, as Joint Liquidators of Stanford International Bank Limited, of Antigua and Barbuda, to take discovery from Richard Closs and John Ward, described as former and current, respectively, employees of Pershing LLC, both residing in New Jersey, for use in legal proceedings in Canada "against TD Bank for negligence, breach of contract, and knowing assistance" regarding a "Ponzi scheme orchestrated by Robert Allen Stanford and his affiliates", filed at the U. S. District Court for the District of New Jersey.

Complaint in Amicorp Management Limited, of the British Virgin Islands, and Amicorp Limited, of Hong Kong v. InSight Securities Inc. and Carlos Legaspy at the U. S. District Court for the Northern District of Illinois.

Complaint in U. S. Securities and Exchange Commission v. One or More Unknown Traders in the Securities of Anadarko Petroleum Corp. using accounts at Cowen International Ltd., of the United Kingdom, and Renaissance Securities (Cyprus) Limited, of Cyprus, at the U. S. District Court for the Southern District of New York.

Complaint in Consul Group RE Dos Mil Veintiuno Sociedad de Responsabilidad Limitada, a.k.a. Consul Group RE 2021 SRL, a.k.a. Consul Group RE 2021 Ltda, and Wise Network SA, both of Costa Rica, v. Lidia Zinchenko, a.k.a. Lidiya Zinchenko, an individual and d.b.a. Rainier AG; Rainier AG, of Switzerland;Rainier Advisory Group Ltd., of England and Wales; Michael Guss, a.k.a. Michael Gauss, a.k.a. Mikhail Guss, a.k.a. Mikhail Gass, a,k.a. Michael Syroejine, a.k.a. Mikhail Ivan Syrojine, a.k.a. Michael Syrojeschin, a.k.a. Mikhail Syroetine, an individual and d.b.a. Embles Financial, of the British Virgin Islands; Gregory Mancuso, The Bank of New York Mellon Corporation, Pershing LLC, Caseis Bank SA, and Baader Bank at the U. S. District Court for the Central District of California.

Ex Parte Application by Andrew Reginald Yeo and Gess Michael Rambaldi, as liquidators of Rennie Produce (Aust) Pty Ltd. (in Liquidation), to take discovery from UBS AG, Midland States Bank, Pershing LLC, and The Federal Reserve Bank of New York for use in a contemplated legal action in Australia against Paul Rennie, filed at the U. S. District Court for the Southern District of New York.

Complaint in Alceu Antimo Vezozzo Filho, Alceu Antimo Vezozzo, Market Street Corp., Townhouse Ventures Corp., and Grand Bay Assets Inc. v. Raquel Moura Borges, Rita de Cassia Ramoni Tanajura Leao, Global Access Investment Advisor, LLC, Global Access Investment Advisor Brasil S/S Limitada, and Global Access Partners Investimentos Limitada at the Supreme Court of the State of New York, County of New York.

Winding Up Petition in Pershing LLC v. Alpine Capital (Cayman) Ltd. at the Grand Court of the Cayman Islands.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the British Virgin Islands by Tom Meganck, as the Foreign Representative of Shelby Overseas Invest & Trade Ltd., Grand Prix Associates Inc., Bundora Associates Inc., Bundora Investments Limited, Bundora Investments NV, Ruby Investments Sp zoo, Bundora Corp., Lockhart Overseas Investments Corp., Lockhart Limited, Naven Investments Sp zoo, and Lockhart Corp. I, at the U. S. Bankruptcy Court for the District of New Jersey.