QuantX Management LLP

Administrative Order imposing a fine of $115,000 and other penalties against Brian L. Ferdinand regarding Liquid Holdings Group Inc., a Delaware firm whose shares were listed on NASDAQ, and QuantX Management LLP, a British "partner-funded trading firm that allocated capital to traders", before the U. S. Securities and Exchange Commission.

Administrative Order imposing a fine of $25,000 against Kenneth D. Shifrin regarding Liquid Holdings Group Inc., a Delaware firm whose shares were listed on NASDAQ, and QuantX Management LLP, a British "partner-funded trading firm that allocated capital to traders", before the U. S. Securities and Exchange Commission.

Administrative Order imposing a fine of $40,000 against Brian M. Storms regarding Liquid Holdings Group Inc., a Delaware firm whose shares were listed on NASDAQ, and QuantX Management LLP, a British "partner-funded trading firm that allocated capital to traders", before the U. S. Securities and Exchange Commission.