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Carolina Andraus v. RBC Wealth Management et al: Discovery Application (Brazil)

January 3, 2023
Application by Carolina Andraus Lane, a citizen of Brazil, to take discovery from RBC Wealth Management, AZ Apice Capital Management LLC, and EFG Capital International Corp. for use in legal proceedings in Brazil against her "former husband and business partner", Gilberto Miranda Batista, described as "a Senator for the state of Amazon, Brazil", at the time, filed at the U.S. District Court for the Southern District of Florida.

Lisa McCarthy et al v. Intercontinental Exchange Inc. et al: Complaint

August 18, 2020
Complaint against "members of a price-fixing cartel designed to eliminate price competition between and among themselves and co-conspirators to fix the intra bank interest rate used as the basis for loans to consumers, including, inter alia, mortgages, student loans, credit cards, auto loans, lines of credit, contracts, and all varieties of financial instruments" in Lisa McCarthy, Mary Katherine Arcell, Keith Dean Bradt, Jose Brito, Jan-Marie Brown, Rosemary D'Augusta, Brenda Davis, Pamela Faust, Carolyn Fjord, Donald C. Freeland, Donna Frye, Gabriel Garavanian, Harry Garavanian, Yvonne Jocelyn Gardner, Valarie Jolly, Michael Malaney, Lenard Marazzo, Timothy Nieboer, Deborah Pulfer, Bill Rubinsohn, Sondra Russell, June Stansbury, Clyde Duane Stensrud, Gary Talewsky, Diana Lynn Ultican, Pamela Ward, and Christine M. Whalen, described as "borrowers and consumers of loans and credit cards with variable interest rates" v. Intercontinental Exchange Inc., Intercontinental Exchange Holdings Inc., ICE Benchmark Administration Limited, ICE Data Services Inc., ICE Pricing and Reference Data LLC, Bank of America NA, Ban of America Corporation, Barclays Bank Plc, Barclays Capital Inc., Citibank NA, Citigroup Inc., Citigroup Global Markets Inc., Coöperatieve Rabobank UA, Credit Suisse Group AG, Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HSBC Holdings Plc, HSBC Bank Plc, HSBC Bank USA NA, HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank NA, JPMorgan Securities LLC, Lloyds Bank Plc, Lloyds Securities Inc., MUFG Bank Ltd., The Bank of Tokyo-Mitsubishi UFJ Ltd., Mitsubishi UFJ Financial Group Inc., MUFG Securities Americas Inc., Royal Bank of Scotland Group Plc, Royal Bank of Scotland Plc, National Westminster Bank Plc, NatWest Markets Securities Inc., Royal Ban; of Canada, RBC Capital Markets LLC, Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Financial Group Inc., Sumitomo Mitsui Banking Corporation Europe Ltd., SMBC Capital Markets Inc., The Norinchukin Bank, UBS Group AG, UBS AG, and UBS Securities LLC at the U. S. District Court for the Northern District of California.

Jessica Ozberker v. G. Warren Whitaker et al: Originating Summons

December 13, 2019
Originating Summons in Jessica Ozberker v. G. Warren Whitaker, The Royal Bank of Canada Trust Company (Bahamas) Limited, of the Bahamas; Francoise Herrmann, of San Francisco, California, and Alexandra Grace Ozberker (a minor) at the Grand Court of the Cayman Islands.

Yimin Huang v. Sundial Growers, Inc. et al: Class Action Complaint

September 25, 2019
Class Action Complaint regarding an Initial Public Offering in Yimin Huang v. Sundial Growers, Inc., a cannabis producer of Alberta, Canada; Torsten Kuenzlen, James Keough, Edward Hellard, Greg Mills, Gregory Turnbull, Lee Tamkee, Elizabeth Cannon, Cowen and Company LLC, of New York; BMO Nesbitt Burns Inc., of Toronto, Canada; RBC Dominion Securities Inc., of Toronto, Canada; Barclays Capital Canada Inc., of Toronto, Canada; CIBC World Markets Inc., of Toronto, Canada, and Scotia Capital Inc., of Toronto, Canada, at the U. S. District Court for the Southern District of New York.

Roberto Silva v. Robert Nowack et al: Writ of Summons

September 10, 2019
Writ of Summons in Roberto Silva, a Canadian residing in the Cayman Islands v. Robert Nowack, described as a citizen and resident of Canada; Pure Air Ltd., of the Cayman Islands; Conor Pacific International Ltd., of the Cayman Islands, and Conor Pacific Canada Inc., of Vancouver, Canada, at the Grand Court of the Cayman Islands.

Mundo Media Ltd. et al: Chapter 15 Petition

June 18, 2019
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Ernst & Young, as the Foreign Representative of Mundo Media Ltd., 2538853 Ontario Ltd., M Zone Marketing Inc., and AppThis Holdings, Inc., at the U. S. Bankruptcy Court for the District of Delaware.

Salvatore Nisi v. Wells Fargo Bank: Discovery Application

May 29, 2019
Application by Salvatore Rocco Nisi, beneficial owner of British Virgin Islands-domiciled Weddin Group Ltd., to conduct discovery from Wells Fargo Bank for use in proceedings in Panama involving National Advisors Corporation, whose sole director was identified as Luis Alberto Laguna Delgado, filed at the U. S. District Court for the Southern District of Florida.

USA v. Mark Scott: Bill of Particulars

February 22, 2019
USA's Forfeiture Bill of Particulars in USA v. Mark Scott regarding accounts at DMS Bank and Trust Ltd., of the Cayman Islands; FirstCaribbean International Bank, Iberia Bank, RBC Dominion Securities Global Ltd., Dreyfus Sohne & Cie AG, Cooperative Bank of Cape Cod, Northern Trust Company, Ocean Bank, UBS Financial Services, and Wells Fargo Advisors and other property at the U. S. District Court for the Southern District of New York.

Shira Israella Klein-Bentsur v. Keryx Biopharmaceuticals Inc. et al: Discovery Application

November 28, 2018
Ex Parte Application by Shira Israella Klein-Bentsur to take discovery from Keryx Biopharmaceuticals Inc., Urogen Pharma Ltd., XTL Biophannaceuticals LLC, Nextgen Healthcare Information Systems LLC, E-QURE Corp., Stemline Therapeutics, Inc., Citibank N.A., HSBC Bank Plc, JPMorgan Chase & Co., TD Bank, N.A., Bank Leumi, Merrill Lynch, Wells Fargo, Oppenheimer & Co., UBS AG, Bank of New York Mellon, ABN AMRO Securities LLC, First Trade Union Bank, Bank of Ireland, Santander Bank, N.A., RBC Capital Markets, and Cornick, Garber & Sandler, LLP for use in legal proceedings in Israel involving Ron Bentsur, filed at the U. S. District Court for the Southern District of New York.

Richard Vento et al v. Keithley Lake et al: Receivership Order

September 29, 2017
Receivership Order against Keithley Lake in Richard Vento, Lana Vento, Gail Vento, Renee Vento, Nicole Mollison, and First Nevis Trust Company Ltd., as Trustee of Much Love International Dynasty Trust, Vita International Dynasty Trust, Loki International Dynasty Trust, and Founders International DV Dynasty Trust. v. Keithley Lake, Fidelity Insurance Co. Ltd., Alliance Royalties, Inc. and Westminster, Hope & Turnberry, Ltd. at Anguilla High Court.

Second passport attorney David Lesperance ‘misappropriated’ client funds, has law license suspended

September 4, 2017
Canadian attorney David Lesperance, who specializes in second passports, has had his law license suspended after being accused of 'misappropriating or mishandling' €900,000 from a client in China who wanted to become a citizen of Poland. In a separate complaint, Lesperance's business partner accused him of misappropriating at least $2.25 million and possibly more than $9 million, which Lesperance denies.

Fraudster sentenced to 4 years in prison for Cayman Development Fund fraud

August 9, 2017
British financial advisor Arthur Vann was yesterday sentenced to four years in prison in the U.S. for swindling 14 investors out of $3.2 million via a Cayman Islands hedge fund whose directors included Sandy Schwab, son of California-based billionaire discount brokerage pioneer Charles Schwab.

Former RBC trust officer Brian Taylor sues for unfair dismissal

June 12, 2017
Brian Taylor, a former senior officer of the Royal Bank of Canada in Bermuda, Guernsey and the Cayman Islands, is seeking damages of more than US$3 million in a complaint alleging unfair dismissal, breach of contract, and misrepresentation.

Architel Systems Corporation: Chapter 15 Petition

December 21, 2016
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Ernst & Young, as the Foreign Representative of Architel Systems Corporation, Nortel Communications Inc., and Northern Telecom Canada Limited, at the U. S. Bankruptcy Court for the District of Delaware.