Scotia Capital Inc.

Class Action Complaint regarding an Initial Public Offering in Yimin Huang v. Sundial Growers, Inc., a cannabis producer of Alberta, Canada; Torsten Kuenzlen, James Keough, Edward Hellard, Greg Mills, Gregory Turnbull, Lee Tamkee, Elizabeth Cannon, Cowen and Company LLC, of New York; BMO Nesbitt Burns Inc., of Toronto, Canada; RBC Dominion Securities Inc., of Toronto, Canada; Barclays Capital Canada Inc., of Toronto, Canada; CIBC World Markets Inc., of Toronto, Canada, and Scotia Capital Inc., of Toronto, Canada, at the U. S. District Court for the Southern District of New York.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Greg Watson, as the Foreign Representative of Sino-Forest Corporation, at the U. S. Bankruptcy Court for the Southern District of New York.

Statement of Claim filed by RCTG Investments Limited, Caribbean Commodities Ltd., Grand Island Income Fund, Grand Island Master Fund Limited, Grand Island Commodity Trading Fund, and Grand Island Commodity Trading Fund II against Scotia Capital Inc. at the Ontario Superior Court of Justice, in Canada.