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Medisun Precision Medicine, Ltd. et al: Administrative Proceedings

August 13, 2019
Order Instituting Administrative Proceedings in the matter of Medisun Precision Medicine, Ltd., of the Marshall Islands, whose shares are listed on OTC Link; Next Graphite, Inc., of Nevada, and Omni Shrimp, Inc., of Nevada, before the U. S. Securities and Exchange Commission.

SEC v. Venulum Ltd. et al: Complaint

February 15, 2012
Complaint in U. S. Securities and Exchange Commission v. Venulum Ltd., domiciled in the British Virgin Islands; Venulum Inc., domiciled in Canada; and Giles Cadman, a resident of the United Kingdom, alleging that the defendants raised $22 million from more than 1,750 U. S. investors in two unregistered securities offerings.

SEC v. Kareem Serageldin et al: Complaint

February 1, 2012
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Kareem Serageldin, David Higgs, Faisal Siddiqui, and Salmaan Siddiqui, all of Credit Suisse, at the U. S. District Court for the Southern District of New York.

SEC v. Michael R. Balboa et al: Complaint

December 1, 2011
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Michael R. Balboa and Gilles T. De Charsonville at the U. S. District Court for the Southern District of New York.

SEC v. Patrick Rooney et al: Complaint

November 18, 2011
Complaint in Securities and Exchange Commission v. Patrick Rooney and Solaris Management, LLC at the U. S. District Court for the Northern District of Illinois.

SEC v. John A. Mattera et al: Complaint

November 18, 2011
Complaint in SEC v. John A. Mattera, Bradford Van Siclen, The Praetorian Global Fund, Ltd., Praetorian G Power I, LLC, Praetorian G Power II, LLC, Praetorian G Power IV, LLC, Praetorian G Power V, LLC, Praetorian G Power VI, LLC, John R. Arnold, First American Service Transmittals, Inc., Joseph Almazon, Spartan Capital Partners, and David E. Howard at the United States District Court for the Southern District of New York.

SEC v. Allen Weintraub et al: Complaint

May 3, 2011
Complaint in SEC v. Allen Weintraub and AWMS Acquisition, Inc., d.b.a. Sterling Global Holdings, at the U. S. District Court for the Southern District of Florida.

SEC v. Brian N. Lines et al: SEC Trial Memorandum

September 17, 2010
Securities and Exchange Commission's Trial Memorandum in a securities fraud lawsuit against Lines Overseas Management, Brian Lines and Scott Lines at the U. S. District Court for the Southern District of New York.

SEC v. Sun Empire LLC et al: SEC’s Witness List

August 9, 2010
SEC's Witness List in a civil complaint against Sun Empire LLC, Sun Investment Savings and Loan, Delilah Proctor, Johnny Johnson, Empire Capital Asset Management, and ECAM, LLC at the U. S. District Court for the Central District of California.

SEC v. Sun Empire, LLC et al: Receiver’s Ex Parte Motions for Orders

June 10, 2010
Receiver's Ex Parte Motions for Orders in a civil complaint filed by the Securities and Exchange Commission against Sun Empire, LLC, ECAM LLC, Empire Capital Asset Management, Delilah Proctor, Shauntel McCoy, Sun Investment Savings and Loan, Bich Quyen Nguyen, and Johnny Johnson at the U. S. District Court for the Central District of California.

SEC v. Irwin Boock et al: Complaint

September 29, 2009
Complaint in U. S. Securities and Exchange Commission v. Irwin Boock, Stanton B.J. DeFreitas, Nicolette D. Loisel, Roger L. Shoss, and Jason C. Wong at the U. S. District Court for the Southern District of New York.

SEC v. Agora, Inc. et al: Memorandum of Decision

August 1, 2007
Memorandum of Decision in the securities fraud action filed by the U. S. Securities and Exchange Commission against Agora, Inc. , Pirate Investor, LLC and Frank Porter Stansberry at the U. S. District Court for the District of Maryland.

SEC v. Jonathan Curshen: Witness List

April 6, 2007
Witness list for a criminal action filed by the U. S. Securities and Exchange Commission against Jonathan Curshen at the U. S. District Court for the District of Colorado.

SEC v. NJ Affordable Homes Corp. et al: Complaint

September 12, 2005
Securities fraud complaint filed by the U. S. Securities and Exchange Commission against NJ Affordable Homes Corp. and Wayne Puff at the U. S. District Court for the District of New Jersey.

SEC v. Agora, Inc., et al: SEC’s Trial Brief

April 4, 2005
SEC's Closing Argument and Trial Brief in a securities fraud complaint against Agora, Inc., Pirate Investor, LLC and Frank Porter Stansberry at the U. S. District Court for the District of Maryland.

SEC v. Agora, Inc.: SEC’s Motion to Compel

September 8, 2004
Second Supplement to Motion to Compel filed by the SEC in a securities fraud action against Agora, Inc., Pirate Investor, LLC and Frank Porter Stansberry at the U. S. District Court for the District of Maryland.

SEC v. Agora, Inc. et al: Amended Complaint

November 14, 2003
Amended Complaint filed by the U. S. Securities and Exchange Commission against Agora Inc., Pirate Investor, LLC and Frank Porter Stansberry at the U.S. District Court for the District of Maryland.

SEC v. Agora Inc. et al: Complaint

April 9, 2003
Complaint alleging securities fraud filed by the U. S. Securities and Exchange Commission against Agora Inc., Pirate Investor, LLC and Frank Porter Stansberry at the U. S. District Court for the District of Maryland.

SEC v. Jerome Pinckney, et al: Order, Findings of Fact and Conclusions of Law

November 3, 1997
Order, Findings of Fact and Conclusions of Law in U. S. Securities and Exchange Commission v. Jerome Pinckney, Richard L. Arnold, Donald E. Elder, Fernando Cruz, Shaun K. R. Maxwell, Anthony Bukovich, and Six Capital Corporation at the U. S. District Court for the Eastern District of North Carolina.