Seven Mile Securities

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Craig Heron et al v. Seven Mile Securities: Complaint

July 8, 2022
Writ of Summons and Statement of Claim alleging breach of contract regarding sales commissions in Craig Heron and Jonathan Reid, described as "Client Relationship Officers" v. Seven Mile Securities at the Grand Court of the Cayman Islands.
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Seven Mile Securities fined CI$250K by Cayman regulator

October 14, 2021
Five months after one of its clients, Canadian Andrew McAlpine, pleaded guilty to securities fraud in the United States, securities broker Seven Mile Securities has been fined CI$250,000 by the Cayman Islands Monetary Authority. It is not publicly-known whether the two events are connected.

Seven Mile Securities: Directors

October 14, 2021
Director Details for Seven Mile Securities, obtained from the Cayman Islands General Registry on October 14th, 2021.

Seven Mile Securities: CI$250K Fine

October 8, 2021
Public Notice from the Cayman Islands Monetary Authority that it has imposed "discretionary administrative fines" totaling CI$250,000 on Seven Mile Securities for regulatory breaches.

Cayman-based broker Andrew McAlpine pleads guilty to securities fraud conspiracy

May 4, 2021
Canadian penny stock broker Andrew McAlpine has pleaded guilty to conspiracy to commit securities fraud at federal court in California and received permission to return to his home in the Cayman Islands pending sentencing. Prosecutors have recommended that he serve between six and 12 months in prison and he also faces restitution of "at least $270,689".

USA v. Andrew McAlpine et al: Criminal Indictment

January 8, 2020
Criminal Indictment alleging securities fraud in USA v. Ongkaruck Sripetch, a.k.a. King Richards, a.k.a. Shelby Saint-Claire, a resident of Las Vegas, NV; Michael Wexler, a resident of Ottawa, Canada; Ashmit Patel, a resident of Oakville, Canada, and Andrew McAlpine, a citizen of Canada residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.