TD Ameritrade

Rumiko Vernon v. Navy Federal Credit Union et al: Discovery Application (Japan)

April 18, 2024

Application by Rumiko Vernon, described as a citizen and resident of Japan, to take discovery from Navy Federal Credit Union, JPMorgan Chase Bank, N.A., Pentagon Federal Credit Union, TD Ameritrade, Inc., and USAA Federal Savings Bank for use in connection with the proceeding Rumiko Vernon v. Thomas Gregory Vernon pending before the Tokyo High Court in Tokyo, Japan" that concerns "the equitable distribution of marital property held by the parties prior to their divorce", filed at the U.S. District Court for the Southern District of New York.

USA v. Aaron Williamsky: Plea Agreement

September 18, 2019

Plea Agreement in USA v. Neil John Aaron Williamsky at the U. S. District Court for the District of New Jersey.

SEC v. Garrett O’Rourke et al: TRO Motion

July 17, 2019

SEC's Application for an Order to Show Cause, Temporary Restraining Order, and Order Freezing Assets regarding an alleged securities fraud scheme involving Canada, Malta, Philippines, Singapore, Switzerland, and the USA in U. S. Securities and Exchange Commission v. Garrett M. O'Rourke and Michael J. Black at the U. S District Court for the Eastern District of New York.

USA v. Joseph Szlavik: Forfeiture Complaint

May 9, 2017

Forfeiture Complaint in USA v. Accounts at Citizens Bank, Wells Fargo Bank, TD Ameritrade, Washington First Bank, Morgan Stanley Smith Barney and First Niagara Bank in the names of Joseph Szlavik, JJ Szlavik Companies Inc., Scribe Strategies, and Mercury Management Inc. at the U. S. District Court for the District of Columbia.

Jean Stanley et al v. Interinvest Corp., Inc. et al: Complaint

December 30, 2016

Complaint in Jean L. Stanley and Loretta Clune v. Interinvest Corporation, Inc., Dr. Hans P. Black, Stanley T. Schmidt, and Alexander R. Black, as Defendants; Highbank Properties, Inc., as 'Reach and Apply Defendant'; and Bank of America, N.A., Citizens Bank, N.A., State Street Bank and Trust Company, FMR LLC, Citibank, N.A., Santander Bank, N.A., Wellesley Bank, South Shore Bank, Rickland Trust Company, TD Bank, N.A., TD Ameritrade, Inc., Century Bank and Trust Company, Eastern Bank, Charles Schwab & Co., Inc., Scottrade, Inc., and JPMorgan Chase, N.A., as Trustee Defendants, at the U. S. District Court for the District of Massachusetts.

SEC v. Arkadiy Dubovoy et al: Amended Complaint

August 23, 2015

Amended Complaint in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd., Southeastern Holding and Investment Company LLC, Copperstone Alpha Fund, and Copperstone Capital at the U. S. District Court for the District of New Jersey.

SEC v. Arkadiy Dubovoy et al: Complaint

August 10, 2015

Complaint in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd. and Southeastern Holding and Investment Company LLC at the U. S. District Court for the District of New Jersey.

USA v. Garrett Bauer et al: Criminal Complaint

April 5, 2011

Criminal Complaint in USA v. Garrett Bauer, a.k.a. "Mr. G.", and Matthew Kluger at the U. S. District Court for the District of New Jersey.

Carlo DeMaria et al v. GISBeX Clearing Corporation SA et al: First Amended Complaint

April 30, 2010

First Amended Complaint in Carlo DeMaria, Carlo DeMaria, Mauro Marchioni, and Jimmy DeMaria v. GISBeX Clearing Corporation, S.A., Moneyline Brokers, Sandias Azucaradas JEM, S.A., Bastille Advisors, Inc., Bayswater, Inc., David K. Rushing, Michael Rushing, Robin Rushing, Roger G. Coleman, Cynthia A. Taylor, Harold Bailey Gallison, Jr., Irving M. Einhorn, and Irving M. Einhorn, P.C. at the U. S. District Court for the Southern District of Florida.

Aspen Insurance seeks to avoid paying Madoff-related legal defense costs

January 1, 2010

Aspen Insurance UK Ltd. and three Lloyd's of London underwriters are seeking a declaratory judgment at federal court in Denver to avoid paying out up to $25 million in defense legal costs relating to Bernard Madoff's fraudulent investment scheme.Aspen Insurance,

India: Chockalingam Ramanathan

June 29, 2009

Complaint for the arrest of Chockalingam Ramanathan and extradition from the USA to India to face allegations of securities fraud.