TD Securities Inc.

Complaint alleging "Defendants' market manipulation scheme involving spoofing and abusive naked short selling that caused Harrington to lose tens of millions of dollars in connection with its sale of approximately 9 million shares of Concordia International Corp." in Harrington Global Opportunity Fund Limited, described as "a Bermuda investment company" managed by Harrington Global Limited v. CIBC World Markets Corp., CIBC World Markets Inc., Bank of America Securities Inc., Merrill Lynch Canada Inc., Merrill Lynch Professional clearing Corp., TD Securities Inc., TD Securities (USA) LLC, Cormark Securities Inc., UBS Financial Services Inc., UBS Securities Canada Inc., Société Générale Capitale Canada Inc., and SG Americas Securities LLC at the U. S. District Court for the Southern District of New York.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Greg Watson, as the Foreign Representative of Sino-Forest Corporation, at the U. S. Bankruptcy Court for the Southern District of New York.