Flemingo International (BVI) Ltd. v. UBS AG: Set Aside Application
Originating Application to set aside a Statutory Demand in Flemingo International (BVI) Limited v. UBS AG, of Zurich, Switzerland, at the British Virgin Islands High Court.
Maria Rigail Pons v. UBS AG et al: Discovery Application (Ecuador)
Application by Maria Fernanda Rigail Pons to take discovery from UBS Financial Services Inc., UBS AG, CA Indosuez Wealth, Amke Registered Agents LLC, and Philippe Larmier regarding individuals and legal entities in several jurisdictions, including the British Virgin Islands, Isle of Man, Nevis, and the United States, for use in legal proceedings in Ecuador against Carlos Alberto Avellán Areta, filed at the U. S. District Court for the Southern District of Florida.
Bradley Birkenfeld v. Kevin Costner: Costner’s Motion to Dismiss
Kevin Costner's Motion to Dismiss in Bradley C. Birkenfeld, a UBS whistleblower residing in Malta v. Kevin M. Costner, a California-based actor, director, and producer, at the U. S. District Court for the Southern District of Florida.
Paris Michele: Prohibition Order
Enforcement Action by the Singapore Monetary Authority banning Paris Michele, of Switzerland, for "dishonest conduct" while employed by UBS.
Unique Broadband Systems Ltd. et al: Chapter 15 Petition
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Gary Cerrato, as the Foreign Representative of Unique Broadband Systems Ltd. and UBS-Axcera Inc., at the U. S. Bankruptcy Court for the District of Delaware.
Hermitage Capital Management Ltd. v. Bank of America et al: Discovery Application
Application by Hermitage Capital Management Limited to conduct discovery from Bank of America NA, Bank of China, Bank of New York Mellon, BNP Paribas USA, Citibank NA, Commerzbank AG, Credit Agricole CIB, Deutsche Bank Trust Co Americas, JPMorgan Chase Bank NA, Mashreqbank Psc., Standard Chartered Bank, UBS AG, and Wells Fargo Bank NA for use in criminal proceedings brought by Russia on December 11th, 2018 against Hermitage, its Founder & CEO, Bill Browder; Ivan Cherkasov, and others for alleged tax fraud, filing of a false bankruptcy, and embezzlement, filed at the U. S. District Court for the Southern District of New York.
Proema Automotiva SA et al v. Citibank et al: Discovery Application
Application by Fernando Celso de Aquinho Chad, as Judicial Administrator in Bankruptcy of Proema Automotiva SA, Bowden Industrial Ltda., and Interamna Patricipações SA, to take discovery from Citibank, N.A., The Bank of New York Mellon, Société Générale, HSBC Bank USA, N.A., BNP Paribas USA, JPMorgan Chase Bank, N.A., Barclays Bank Plc, Deutsche Bank Trust Co. Americas, Bank of Nova Scotia, Wells Fargo Bank, N.A., UBS AG;Bank of America, N.A., Standard Chartered Bank, Commerzbank AG, Bank of China USA - New York Branch, Safra National Bank of New York, and The Clearing House Payments Company LLC for use in bankruptcy proceedings in Brazil, where the debtors' beneficial owner, Paolo Paparoni, is suspected of fraud, filed at the U. S. District Court for the Southern District of New York.
Babulal Tarapara v. NIO Inc. et al: Class Action Complaint
Complaint in Babulal Tarapara v. NIO Inc., of the Cayman Islands; Bin Li, Louis T. Hsieh, Lihong Qin, Padmasree Warrior, Tian Cheng, Xiang Li, Hai Wu, Yaqin Zhang, Xianping Zhong, and Zhaohui Li, all of China; Morgan Stanley & Co. LLC, Goldman Sachs (Asia) LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, and WR Securities LLC at the U. S. District Court for the Eastern District of New York.
Bradley Birkenfeld v. Kevin Costner et al: Complaint
Complaint in Bradley C. Birkenfeld, of Malta v. Leonard A. Lauder and Kevin M. Costner at the U. S. District Court for the Southern District of Florida.
ALROSA v. Bank of America et al: Discovery Application
Application by ALROSA, a Russian diamond-mining company, to take discovery from Bank of America, Bank of New York Mellon, Capital One NA, Capital One Bank (USA) NA, Citibank NA, Commerzbank NA, Deutsche Bank, Deutsche Bank Trust Company Americas, HSBC Bank USA NA, JPMorgan Chase NA, Wells Fargo NA, PNC Bank NA, Standard Chartered Bank, Barclays Bank PLC, BNP Paribas SA, and UBS AG for use in contemplated legal proceedings in Angola or the United Kingdom against former or current executives of Catoca Ltd., a diamond-mining company in Angola, filed at the U. S. District Court for the Southern District of New York.
Ho Wan Kwok v. Well Origin Ltd. et al: Claim Form
Claim Form in Ho Wan Kwok, a citizen of China residing in New York v. Mark McDonald, of Grant Thornton (BVI), as Receiver of Well Origin Limited; Well Origin Limited, and UBS AG, of Switzerland, at the British Virgin Islands High Court.
Well Origin Ltd.: Liquidation Application
Originating Application in the matter of Well Origin Limited at the British Virgin Islands High Court.
Manet Trust et al v. Bank of China et al: Discovery Application (Guernsey)
Application by Opus Trustees Limited, of Guernsey, in its capacity as trustee of The Manet Trust and Renoir Investments Limited, of Guernsey, to take discovery from Bank of China, The Bank of New York Mellon, BNP Paribas, Citibank NA, CommerzbankAG, Deutsche Bank Trust Company Americas, HSBC Bank, JPMorgan Chase Bank NA, Societe Generale, Standard Chartered Bank, and UBS AG for contemplated legal proceedings in Guernsey regarding a fraud believed to involve Société Bancaire et Fiduciarie Privée, Credit Foncier Comoros, Credit Foncier International s.r.o., Federico Cappuzzo, Daria Chekhova, Laura Meier, Credit Foncier Dubai UAE, and Kataryna Ryzovska, filed at the U. S. District Court for the Southern District of New York.
USA v. Mark Scott: Bill of Particulars
USA's Forfeiture Bill of Particulars in USA v. Mark Scott regarding accounts at DMS Bank and Trust Ltd., of the Cayman Islands; FirstCaribbean International Bank, Iberia Bank, RBC Dominion Securities Global Ltd., Dreyfus Sohne & Cie AG, Cooperative Bank of Cape Cod, Northern Trust Company, Ocean Bank, UBS Financial Services, and Wells Fargo Advisors and other property at the U. S. District Court for the Southern District of New York.
Shira Israella Klein-Bentsur v. Keryx Biopharmaceuticals Inc. et al: Discovery Application
Ex Parte Application by Shira Israella Klein-Bentsur to take discovery from Keryx Biopharmaceuticals Inc., Urogen Pharma Ltd., XTL Biophannaceuticals LLC, Nextgen Healthcare Information Systems LLC, E-QURE Corp., Stemline Therapeutics, Inc., Citibank N.A., HSBC Bank Plc, JPMorgan Chase & Co., TD Bank, N.A., Bank Leumi, Merrill Lynch, Wells Fargo, Oppenheimer & Co., UBS AG, Bank of New York Mellon, ABN AMRO Securities LLC, First Trade Union Bank, Bank of Ireland, Santander Bank, N.A., RBC Capital Markets, and Cornick, Garber & Sandler, LLP for use in legal proceedings in Israel involving Ron Bentsur, filed at the U. S. District Court for the Southern District of New York.
USA v. UBS Swiss Financial Advisers: Forfeiture Complaint Re. Byers Investments
Forfeiture Complaint in USA v. UBS Swiss Financial Advisers regarding Byers Investments at the U. S. District Court for the Middle District of Louisiana.
Rennie Produce (Aust) Pty Ltd. v. UBS AG et al: Discovery Application (Australia)
Ex Parte Application by Andrew Reginald Yeo and Gess Michael Rambaldi, as liquidators of Rennie Produce (Aust) Pty Ltd. (in Liquidation), to take discovery from UBS AG, Midland States Bank, Pershing LLC, and The Federal Reserve Bank of New York for use in a contemplated legal action in Australia against Paul Rennie, filed at the U. S. District Court for the Southern District of New York.
Credit Agricole Corporate and Investment Bank et al v. Black Diamond Capital Management, LLC: Petition to Amend Arbitration Award
Petition to Vacate or Modify Amended Arbitration Award and Confirm Original Award in Credit Agricole Corporate and Investment Bank, Archimedes Funding IV (Cayman) Ltd., Copper River CLO Ltd., Endurance CLO I, Ltd., Green Lane CLO Ltd., Kennecott Funding Ltd., Landmark III CDO Ltd., Landmark IV CDO Ltd., Landmark V CDO Ltd., Landmark VI CDO Ltd., Landmark VII CDO Ltd., Landmark VIII CDO Ltd., Latitude CLO I, Ltd., THL Credit Loan Opportunity Ltd., f.k.a. McDonnell Loan Opportunity Ltd.; Ocean Trails CLO I, Permal Stone Lion Fund Ltd., Sands Point Funding Ltd., Stone Lion Portfolio LP, UBS AG, Stamford Branch, UBS Loan Finance LLC, WG Horizons CLO I v. Black Diamond Capital Management, LLC, BDC Finance LLC, Black Diamond CLO 2006-1, and Black Diamond Commercial Finance, LLC at the U. S. District Court for the Southern District of New York.
GET Group FZE v. The Bank of New York Mellon Corporation et al: Discovery Application (England, Ghana & Netherlands)
Application by GET Group FZE, of the United Arab Emirates, to take discovery from The Bank of New York Mellon Corporation, JPMorgan Chase, N.A., Deutsche Bank Trust Co. Americas, Bank of China, Barclays Bank PLC, BNP Paribas USA, Citibank N.A., The Clearing House Payments Company LLC, Commerzbank AG, HSBC Bank USA, N.A., Société Générale S.A., Standard Chartered Bank USA, UBS AG, Wells Fargo Bank, N.A., and Bank of America, N.A. for use in legal proceedings in England, Ghana, and the Netherlands "to enforce and
collect upon two arbitral awards issued in GET's favor against a Ghanaian company called Bankswitch Ghana Limited", filed at the U.S. District Court for the Southern District of New York.
Tatiana Akhmedova v. Farkhad Akhmedov et al: Summary Judgment Motion
Notice of Motion for Summary Judgment in Lieu of Complaint recognizing judgments for 166 million and $478 million in England in Tatiana Akhmedova, a British citizen residing in England v. Farkhad Akhmedov, "believed to be domiciled in and a resident of Azerbaijan"; Cotor Investment SA, of Panama; Qubo 1 Establishment, Qubo Establishment, Straight Establishment, all of Liechtenstein, and Avenger Assets Corporation, of Panama, at the Supreme Court of the State of New York, County of New York.
G Private Investments Inc.: Originating Application
Originating Application by Mark McDonald and Marcus Wide In the Matter of G Private Investments Inc. (in Liquidation) at the British Virgin Islands High Court.
Onix Capital Inc.: Originating Application
Originating Application by Mark McDonald and Marcus Wide, in their capacity as Joint Liquidators of Onix Capital Inc. (in liquidation), at the British Virgin Islands High Court.
VEON Ltd. v. Bank of New York Mellon Corp. et al: Discovery Application
Ex Parte Application by VEON Ltd., formerly VimpelCom Ltd., to take discovery from The Bank of New York Mellon Corporation, JPMorgan Chase, N.A., Deutsche Bank Trust Co. Americas, Bank of China, Barclays Bank Plc, BNP Paribas USA, Citibank NA, The Clearing House Payments Company LLC, Commerzbank AG, HSBC Bank USA, NA, Société Générale SA, Standard Chartered Bank USA, UBS AG, Wells Fargo Bank, NA, Beltone Financial USA, LLC, and Auerbach Grayson and Company, LLC for use in proceedings in England, Malta, and the Cayman Islands, filed at the U. S. District Court for the Southern District of New York.
FTechnics, Inc. v. Victor Restis et al: Complaint
Notice of Removal, plus copy of complaint, in FTechnics, Inc., IKON Global Markets, Inc., IKON Global Holdings Company, LLC, and Engin Yikilmazoglu v. Victor Restis, Victor Restis, Bella Resti, Ioannis Litinas, George Daskaleas, Patrick Cunningham, Diwakar Jagannath, United Capital Trusts, Inc., Volterra Investments, Inc., B. Angel Investment Corp., Galactica FX Trading Corp., and BSR Fund, SA at the U. S. District Court for the Southern District of New York.
Furstenberg Finance SAS et al v. Bank of America et al: Discovery Application (Luxembourg)
Application by Furstenberg Finance SAS and Marc Bataillon to take discovery from Bank of America NA, Bank of China, The Bank of NY Mellon, BNP Paribas SA, Citibank, N.A., Commerzbank AG, Deutsche Bank Trust Company Americas, HSBC Bank (USA), N.A., JPMorgan Chase Bank, N.A., Société Générale, Standard Chartered Bank, and UBS AG for use in "reasonably contemplated foreign criminal proceedings in Luxembourg against Jean-Michel Paul, filed at the U. S. District Court for the Southern District of New York.
USA v. Eight Nine Stratton Street (London) Ltd.: Forfeiture Complaint
Forfeiture Complaint in USA v. Real Property in London Owned by Eight Nine Sratton Street (London) Ltd. at the U. S. District Court for the Central District of California, part of the criminal investigation into 1Malaysia Development Berhad, a.k.a. 1MDB.
USA v. Seven Stratton Street (London) Ltd.: Forfeiture Complaint
Forfeiture Complaint in USA v. Real Property in London Owned by Seven Stratton Street (London) Ltd. at the U. S. District Court for the Central District of California, part of the criminal investigation into 1Malaysia Development Berhad, a.k.a. 1MDB.
Meridian Trust Company Ltd. et al v. Eike Batista et al: Reasons for Ex Parte Injunction
Reasons for Granting Ex Parte Injunction in Meridian Trust Company Limited and American Associated Group Ltd. v. Eike Fuhrken Batista Da Silva, 63X Investments Ltd., 63X Fund, 63X Master Fund, and Maples Corporate Services Limited at the Grand Court of the Cayman Islands.
Sterling Merchant Finance Ltd. v. Republic of Cabo Verde: Petition to Confirm Foreign Arbitration Award
Petition to Confirm Foreign Arbitration Award in Sterling Merchant Finance Ltd. v. Republic of Cabo Verde at the U. S. District Court for the District of Columbia.
UBS Whistleblower Brad Birkenfeld On How Whistleblowers Should Be Protected, Supported & Rewarded
Speakers Bradley C. Birkenfeld, UBS Whistleblower (USA)
USA v. UBS AG: Petition to Enforce IRS Summons
Petition to Enforce Administrative Summons in USA v. UBS AG regarding a tax investigation into Ching-Ye Hsiaw, a.k.a. Henry Hsiaw, filed at the U. S. District Court for the Southern District of Florida.
USA v. Bank Julius Baer & Co.: Forfeiture Complaint, Criminal Information & Deferred Prosecution Agreement
Forfeiture Complaint in the amount of $219 million, Criminal Information, and Deferred Prosecution Agreement in USA v. Bank Julius Baer & Co. at the U. S. District Court for the Southern District of New York.
Carlyle Capital Corporation Ltd. v. Patrick Trozzo: Discovery Application
Application for judicial assistance by Neil Mather and Alan Roberts, as liquidators of Carlyle Capital Corporation Limited (in liquidation), regarding Patrick Trozzo at the U. S. District Court for the Southern District of New York.
Niton Fund SPC: Chapter 15 Petition (Cayman Islands)
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Matthew Wright and Christopher Kennedy, as Foreign Representatives of Niton Fund SPC, U. S. Bankruptcy Court for the Southern District of New York.
Lau Hon Tuen v. The Registrar of Corporate Affairs: Fixed Date Claim Form
Fixed Date Claim Form in Lau Hon Tuen v. The Registrar of Corporate Affairs at the British Virgin Islands High Court.
Jorge Yarur Bascunan et al v. Daniel Yarur Elsaca et al: Freezing and Disclosure Order
Freezing and Disclosure Order in Jorge Yarur Bascunan, Tarascona Corp., Hofstra Corp., Inmobiliaria Milano S.A., and Inmobiliaria e Inversiones Tauro S.A., as applicants v. Daniel Yarur Elsaca, Fintair Finance Corp., Hay's Finance Corp., Cary Equity's Corp., Alapinjdp Investing Corp., and Euweland Corp., as respondents, and Icaza Gonzales-Ruiz & Aleman (BVI) Trust Limited and Citco B.V.I. Limited at the British Virgin Islands High Court.
SEC v. Caledonian Bank Ltd. et al: Motion for Default Motion
Motion for Default Judgment against Clear Water Securities, Inc. and Legacy Global Markets S.A. in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.
Germany: Mike Panser
Complaint to extradite Mike Panser from the USA to Germany to face allegations of tax fraud.
SEC v. Caledonian Bank Ltd. et al: First Amended Complaint
First Amended Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.
Inside The UBS & HSBC Leaks
OffshoreAlert has assembled a panel of the most important people in the history of whistleblowing to take you inside the UBS and HSBC leaks and discuss material issues, including the treatment of whistleblowers by law enforcement and tax collection agencies, how the system can be improved, the extent of global tax evasion and the involvement of the world's major banks.
Beating The Odds: How Former UBS Wealth Boss Raoul Weil Defeated The IRS
This session will look at Raoul Weil's successful defense strategy, key legal and trial issues, and the implications for other foreign bankers and advisers who find themselves similarly charged with helping U.S. taxpayers evade taxes.
USA v. Bradley Birkenfeld: Birkenfeld’s Motion to Travel Internationally to Testify in France
Bradley Birkenfeld's Agreed Motion to Permit Brief International Travel to Provide Testimony in French Law Enforcement Proceeding in USA v. Bradley Birkenfeld at the U. S. District Court for the Southern District of Florida.
Ardon Maroon Asia Dragon Feeder Fund: Winding Up Petition
Winding Up Petition In the Matter of Ardon Maroon Asia Dragon Feeder Fund at the Grand Court of the Cayman Islands.
Argentina: Alberto Deleglise et al
Application for the appointment of a Commissioner - pursuant to a request for judicial assistance from Argentina - to collect evidence for a criminal investigation into Alberto Deleglise, a public accountant; Viviana Cynthia Leiser, Betty Szlachter De Leiser, and Alan Eric Leiser for suspected fraud.
19 more claw-back actions for $65 m filed in Cayman by Weavering liquidators
Nineteen more claw-back lawsuits seeking a combined US$65 m have been filed in the Cayman Islands by the liquidators of Weavering Macro Fixed Income Fund against banks, investment funds and other firms in Bermuda, Canada, Cayman, Curacao, France, Guernsey, Hong Kong, Ireland, Jersey, Luxembourg, Singapore, and Switzerland.
Weavering Macro Fixed Income Fund Ltd. v. UBS (Luxembourg) S.A. et al: Writ of Summons
Writ of Summons in Weavering Macro Fixed Income Fund Limited v. UBS (Luxembourg) S.A., UBS Fund Services (Cayman) Ltd., and UBS Fund Services (Ireland) Ltd. at the Grand Court of the Cayman Islands.
Zukiapa Management Ltd. et al v. VC Computer Holdings Ltd.: Judgment
Judgment in Zukiapa Management Limited and Sakaras Holding Limited v. VC Computer Holdings Limited at the Grand Court of the Cayman Islands.
USA v. Martin Dunki: Criminal Indictment
Criminal Indictment for conspiracy to commit tax fraud in USA v. Martin Dunki, a Swiss banker, at the U. S. District Court for the Southern District of New York.
USA v. Raoul Weil: Weil’s Motion for Judgment of Acquittal
Weil's Motion for Judgment of Acquittal in USA v. Raoul Weil at the U. S. District Court for the Southern District of Florida.
USA v. Raoul Weil: USA’s Witness List
USA's Witness List in USA v. Raoul Weil, a Swiss banker, at the U. S. District Court for the Southern District of Florida.