Wealth-Assurance AG

Complaint alleging racketeering, unfair competition, and defamation in Steven Sugarman, a former Chairman, President and CEO of Banc of Calfornia, of California; COR Capital LLC, of Delaware, and COR Advisors LLC, of Delaware v. Muddy Waters Capital LLC, Jason Galanis, Castalian Partners LLC, Carson Block, James Gibson, David Q. Matthews, Gary Robert Matthews, Kalyn Matthews Denno, Adam J. Denno, Keith Allen Dilling, Rosemary Norris Hall, Ryan Kealy, Nikolai Bjorkedal, Castalian Partners Value Fund LP, QKM LLC, Muddy Waters Research LLC, MLAF LP, and MWCP LLC at the U. S. District Court for the Northern District of California.

Complaint alleging securities fraud involving, inter alia, insurers in Bermuda and Liechtenstein in U. S. Securities and Exchange Commission v. Jason Sugarman, a former officer and director of Bermuda-based insurance firm Valor Group Ltd., at the U. S. District Court for the Southern District of New York.

Plaintiffs' Request for Entry of Default as to defendant Valor Group Ltd. in The Michelin Retirement Plan and the Investment Committee of the Michelin Retirement Plan v. Dilworth Paxson, LLP, BFG Socially Responsible Investments, Ltd., Burnham Financial Group, Inc., Burnham Securities, Inc., COR Fund Advisors, LLC, GMT Duncan, LLC, Greenberg Traurig, LLP, Thorsdale Fiduciary and Guaranty Company Ltd., U.S. Bank National Association, Valor Group Ltd., Wakpamni Lake Community Corp., Wealth-Assurance AG, Wealth Assurance Private Client Corporation, Timothy B. Anderson, Jon Michael Burnham, Devon D. Archer, Bevan T. Cooney, Hugh Dunkerley, Jason W. Galanis, John P. Galanis, Gary T. Hirst, Frankie D. Hughes, and Michelle A. Morton at the U. S. District Court for the District of South Carolina.

Complaint in The Michelin Retirement Plan and the Investment Committee of the Michelin Retirement Plan v. Dilworth Paxson LLP, BFG Socially Responsible Investments Ltd., Burnham Financial Group Inc., Burnham Securities Inc., COR Fund Advisors LLC, GMT Duncan LLC, Greenberg Traurig LLP, Thorsdale Fiduciary and Guaranty Company Ltd., US Bank National Association, Valor Group Ltd., Wakpamni Lake Community Corp., Wealth-Assurance AG, Wealth Assurance Private Client Corporation, Timothy B. Anderson, Jon Michael Burnham, Devon D. Archer, Bevan T. Cooney, Hugh Dunkerley, Jason W. Galanis, John P. Galanis, Gary T. Hirst, Frankie D. Hughes, and Michelle A. Morton at the U. S. District Court for the District of South Carolina.

Complaint in U. S. Securities and Exchange Commission v. Devon D. Archer, Bevan T. Cooney, Hugh Dunkerley, Jason W. Galanis, John P. Galanis, Gary T. Hirst and Michelle A. Morton at the U. S. District Court for the Southern District of New York.

Criminal Complaint in USA v. Jason Galanis, Gary Hirst, John Galanis, Hugh Dunkerley, Michelle Morton, Devon Archer, and Bevan Cooney at the U. S. District Court for the Southern District of New York.